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New Improved Wormholes

by John G. Cramer

Alternate View Column AV-103
Keywords: general, relativity, wormholes, space, travel, negative, mass, stability
Published in the November-2000 issue of Analog Science Fiction & Fact Magazine;
This column was written and submitted 04/19/2000 and is copyrighted ©2000 by John G. Cramer.
All rights reserved. No part may be reproduced in any form without
the explicit permission of the author.

Would-be wormhole engineers face the challenging problem of how to stabilize a wormhole, a topological shortcut from one part of the universe to another. Wormholes have a strong tendency to pinch off and disappear. It is well established that a sizable quantity of negative mass-energy is needed to overcome this tendency. That requirement has been perceived as a "show-stopper" because our universe does not seem to contain "exotic matter" objects with negative masses. The only known way of producing negative mass-energy in the laboratory, the Casimir Effect, can only make it in exceedingly tiny quantities.

However, Sergei V. Krasnikov of the Central Astronomical Observatory in Pulkovo, Russia, using Einstein's general theory of relativity, may have found a way around the negative energy problem. (For a discussion of earlier work of Krasnikov, see my column in the September-`97 Analog). Krasnikov has devised a new class of wormholes that have the unusual characteristic of "puckered" throats. He has shown that for these wormholes, the negative mass-energy needed for stabilization is supplied solely by quantum fluctuations of fields in the vacuum. Thus, these wormholes need no "exotic matter" for their construction. His calculations indicate that it may be possible to construct a large transversable wormhole using only normal positive-mass matter and fields. 

To understand what Krasnikov has accomplished, let us start with a review of the history of wormholes. For more than 80 years, Einstein's general theory of relativity has remained our "standard model" for gravity. In 1935 Einstein and his colleague Nathan Rosen discovered that implicit in general relativity is a tunnel-like structure in the topology of space-time, which we now call a wormhole. The mathematical equation (or "metric") of a wormhole describes a curved-space object that is a shortcut through space-time itself. A wormhole may connect two regions of space-time in the same universe (or can even connect two separate universes).

In principle, a wormhole can also make a "timelike" connection between one time and another in the same region of space, so that it becomes in effect a time machine, allowing communication and travel between the past and the future. However, some wormhole theorists, including Steven Hawking, have suggested that our universe may enforce a "chronology protection", with increasing vacuum fluctuations destroying any wormhole that is on the verge of become a time machine. These characteristics of wormholes were used in my hard SF novel, Einstein's Bridge, in which alien-constructed wormholes were used for inter-universe communication, transport, and ultimately for destroying and "rewinding" our own universe back to 1987.

The mathematical possibility that wormholes may exist, implicit in Einstein's equations, raises a number of interesting questions:

Not all of these questions can be considered here, but all of them have been at least partially addressed in several of my previous columns (see my Alternate View columns numbers 33, 39, 53, and 69, published in Analog in the June-`89, May-`90, July-`92 and mid-December-`94 issues).

If wormholes are to be used for FTL communication or transportation, the issue of stability is an extremely important one. In 1962, Wheeler and Fuller demonstrated that Einstein-Rosen wormholes (or "bridges") are extremely unstable, so that if such a wormhole should happen to appear spontaneously it would pinch off so rapidly that not even one photon of light could pass through it before it closed.

In 1988 Michael Morris and Kip Thorne of Cal Tech showed that stable wormholes are possible after all, and they described how a stable wormhole might be constructed by an "advanced civilization" (i.e., not us.) They found that to stabilize a wormhole, a region of negative mass-energy was needed in the wormhole's "throat". They suggested creating this negative energy region by using the Casimir effect, a quantum effect in which long-wavelength vacuum fluctuations are suppressed in a region between conducting surfaces. Morris and Thorne suggested creating the required region of negative energy by placing two electrically charged spherical capacitor plates in the curved space of the wormhole throat (with each sphere geometrically inside the other, and with the spheres spaced about a proton diameter apart!). Subsequent analyses showed that a Morris-Throne wormhole would have to be of planetary dimensions, would require planet-mass quantities of negative mass-energy, and that the tidal forces created by the space curvature of the wormhole throat would be likely to destroy atoms (or people) attempting passage through it. Therefore, Morris-Thorne wormholes, while perhaps stable, cannot be considered to be transversable.

A few years later, Matt Visser of Washington University in St. Louis suggested a more user-friendly class of transversable wormhole. He describes his flat-space wormholes as produced by cutting holes in two separated regions of space time and then sewing the edges of the holes together with cosmic string. In other words, two joined regions of flat space are framed by a loop of "cosmic string" of negative mass and string tension. The cosmic string (another exotic artifact of general relativity) provides the needed negative energy. However, it is questionable (a) whether cosmic strings actually exist in our universe, (b) if they do, whether they can have negative mass and string tension, and (c) whether the tendencies of the wormhole to close up and of the negative-tension cosmic string loop to expand could be precisely balanced to produce a stable Visser wormhole. Therefore, neither Einstein-Rosen, Morris-Thorne, nor Visser wormholes appeared feasible for FTL transport in our universe.

At this point let us inquire just what theorists like Einstein, Thorne, Visser, and Krasnikov are doing when they use mathematics to design a wormhole. General relativity provides us with a procedure for designing a wormhole (or any other space warp) by following these three steps:

1.     Describe the kind of space-curvature that is desired by using a "metric", a symmetric 4 × 4 matrix that is a mathematical description of curved space-time.

2.     Solve Einstein's equations for the "stress-energy tensor" (a mathematical description of how mass-energy from matter and fields is distributed in space), such that the stress-energy tensor will produce the desired metric.

3.     By successive approximations, find a configuration of matter and fields that will produce the required stress-energy tensor.

That's all there is to it. However, while many wormhole theorists have been able to carry out steps 1 and 2, the problem lies in accomplishing step 3. Einstein's equations tell us that the stress-energy tensor needed to produce the metric for wormholes (and other space warps like "warp-drives" that are of interest to SF readers and writers) requires a large quantity of negative mass-energy that must be concentrated in a very small region of space. This violates what theorists call the "Weak Energy Condition" and has been viewed as requiring the existence of "exotic matter" having negative mass-energy. Unfortunately, all the matter and fields of our acquaintance have positive mass-energy. There has been a growing consensus among physicists that the requirement of negative mass-energy makes it impossible to construct a wormhole with normal matter and that some "exotic" material like Visser's negative-tension cosmic would be required.

However, this consensus may be wrong. Krasnikov has shown a third way of obtaining the negative energy needed to form a stable wormhole. He demonstrates that the fluctuating energy of the vacuum itself can be used as the source of negative mass energy, so that the wormhole that can be constructed with only normal matter and fields.

Empty space, according to quantum mechanics, is not static and unchanging, as one would naively expect. As the quantum vacuum is examined microscopically at smaller and smaller distances, it is found that virtual particles with both positive and negative energies spontaneously appear and then disappear, their brief period of existence governed by Heisenberg's uncertainty principle. Krasnikov's calculations indicate that the negative energy part of this process is useful for wormhole engineering.

Krasnikov separated the stress-energy tensor, developed in step 2 above, into two parts, one part from the mass-energy of quantum vacuum fluctuations and the other part from the matter and fields that form the construction materials of the wormhole. He performed "heroic" calculations with a fast computer using the large numerical relativity program GrtensorII. From these calculations he demonstrated that for his particular kind of puckered wormhole, the second part of the stress-energy tensor (the non-quantum-mechanical part) has positive energy and therefore can be produced, at least in principle, using only ordinary matter and fields. Moreover, he has shown that there is no particular size limitation to the new class of wormholes, and that they could be made as large as is needed.

It is not clear from his publications whether Krasnikov has actually evaluated the quantum mechanical part of the stress-energy tensor. However, it appears that for the new class of wormholes the requirement for exotic matter seems to have been ,with the quantum vacuum itself provides the negative energy contribution from quantum fluctuations of the electromagnetic field, the neutrino field, and the massless scalar fields (as predicted by some theories).

The metric of Krasnikov's new wormhole has a very simple mathematical form, a simple four-term equation. However, the curvature of space in the throat of the wormhole is peculiar. It is wrinkled or puckered like crepe paper, folded into sine-wave rings from the center to the edge to make a sinusoidaly varying space warp. Krasnikov has not reported the results of step 3 of the procedure above, so we do not know what configuration of matter and fields might be needed to produce this metric. In particular, we do not know whether the needed matter densities and field strengths lie within the ranges of what is currently feasible.

These "engineering details" need to be worked out. Even if only normal positive-mass matter is required, it may well turn out that Krasnikov wormhole can only be built out of "unobtanium". Also, the tidal forces from the space curvature and gravitational field gradients in wormhole throats need to be examined, to determine whether a space traveler passing through a wormhole throat of reasonable size would have a chance of survival. Moreover, Krasnikov's calculations and assumptions need to be verified by other relativity theorists. In particular, it is well known that calculations of the mass-energy of quantum vacuum fluctuations are tricky, and that results can be wrong by many orders of magnitude. It is important to verify that Krasnikov has avoided this pitfall.

Nevertheless, an important step has been made in the theory of wormholes. It has been demonstrated that stable transversable wormholes constructed from normal matter are possible, at least in principle. The details remain to be worked out, but we have the beginnings of the new art of wormhole engineering.


Krasnikov Wormholes:

S. V. Krasnikov, "Toward a Transversable Wormhole", LANL preprint gr-qc/0003093, Proc. of the STAIF-2000 Conference, Albuquerque, NM, February 1-4, 2000.

S. V. Krasnikov,  "A Transversable Wormhole", LANL preprint gr-qc/9909016 (September 26, 1999), (to be published).

Morris-Thorne Wormholes:

Michael S. Morris and Kip S. Thorne, American Journal of Physics 56, 395 (1988).

Visser Wormholes:

Matt Visser, Lorentzian Wormholes - from Einstein to Hawking, AIP Press, New York (1995).

Einstein-Rosen Wormholes:

A. Einstein and N. Rosen, Physical Review 48, 73-77 (1935).

R. W. Fuller and J. A. Wheeler, Physical Review 128, 919-929 (1962).

John Cramer's new book:  a non-fiction work describing his Transactional Interpretation of quantum mechanics, The Quantum Handshake - Entanglement, Nonlocality, and Transactions, (Springer, January-2016)
                        is available for purchase online as a printed or eBook at:

SF Novels by John Cramer:  my two hard SF novels, Twistor and Einstein's Bridge, are newly released as eBooks by Book View Cafe and are available at : .

AV Columns Online: Electronic reprints of about 194 "The Alternate View" columns by John G. Cramer, previously published in Analog , are available online at:

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